Key regulations: governance
Corporate governance principles for banks
Scope: Global | Regulator: BCBS | Industry: Banking | Topic: Corporate governance | Date of publication: July, 2015
New corporate governance principles proposed by the BCBS concerning the Board, Senior Management, the three lines of defense, compensation, etc.
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Final Guidelines on internal governance
Scope: EU | Regulator: EBA | Industry: Banking | Topic: Corporate governance | Date of publication: September, 2017
This document covers the principle of proportionality; the role and composition of the management body and its committees; the governance framework; risk culture and business conduct; the internal control framework; business continuity management; and the principle of transparency.
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